JUNIOR RISK & COMPLIANCE OFFICER

Job Description

Salary: Competitive

Junior Risk and Compliance Officer A prominent and well-respected law firm is currently seeking a Junior Risk and Compliance Officer to join the team. This is an excellent opportunity for someone looking to develop their experience of a broad range of compliance and risk related issues impacting a UK regulated law firm. The modern and newly refurbished office is based in the heart of Central London, near Moorgate. This firm has been named as a 'leading firm' for several years and provides a wide range of legal services to clients both nationally and internationally. About the Role: The main purpose of this role is to support one of the Managing Solicitors with the firm's risk and compliance functions. You will help monitor, manage, review, advise and report on compliance and/or risk related issues across the business - both on a day-to-day basis and in relation to specific firm-wide projects. Key responsibilities: Administering core team processes: Joiners, Movers & Leavers, Practising Certificate renewals, Foreign Lawyer Register, Annual Declarations, and fee earner file reviews. Supporting with the implementation and maintenance of effective policies for risk and regulatory compliance. Participating in firm-wide projects and initiatives. Assisting with maintenance and development of risk registers. Ensuring compliance with SRA Authorisation Rules. Reviewing and ensuring compliance with SRA Transparency Rules. Reporting on regulatory and compliance outcomes. Staying updated on legal service provision, regulatory compliance, and risk management. Identifying and investigating risk and compliance issues. Assisting with client and supplier due diligence questionnaires. Recording and managing regulatory breaches, providing advice and escalating as needed. The successful candidate should possess: Excellent communication skills (verbal and written). Exceptional attention to detail The ability to work discreetly with confidential information Confidence working under pressure with conflicting deadlines The ability to organise multiple tasks and prioritise accordingly The ability to act on your own initiative and take ownership of projects or issues, plus ability to work as part of a team Proficiency in utilising MS office tools In return, you will receive: Generous salary (very open, as it depends on experience, but likely to range up to £40,000). A supportive and collaborative work environment. Hybrid working

Job Summary

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